Control management system for a distribution network of financial and non-financial products and services

Control management system for a distribution network of financial and non-financial products and services

Context and Objectives

The Control Management of a group distributing products and services (financial and non-financial) decided to upgrade its controlling system to better manage the performance of its distribution network, and support the business development strategy.

 The objectives of our mission:

  •  Analyze the existing system against standard practices of different business sectors
  •  Define the steering model...

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Governance and operational risk management in a private bank

Governance and operational risk management in a private bank

Context and Objectives

Our client, a large private french bank, wants to improve the management of its increased operational risks following the economic crisis.

 The objectives of our mission:

  •  Reinforce governance
  •  Map and reduce operational risks

 

Our approach

  •  Combination of top-down and bottom-up analysis 
  •  Focus on 10...

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Creating the online banking strategy for a major European retail bank

Creating the online banking strategy for a major European retail bank

One of the largest European retail bank based in France wants to review its online strategy.

The objectives of our mission:

  • Improve the competitiveness of the online bank of this major retail bank. The new online banking strategy should help improve technology, user functionality and the multi-channel strategy of the bank
  • Design new services and features for customers and prospects
  • Identify options for  strategic development (detailed...

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Internal control and compliance risk management for an asset management firm

Internal control and compliance risk management for an asset management firm

Context and objectives

The internal control and compliance management of a global asset management group wants to diagnose the internal control and risk management processes of its "offshore" entities
 
The objectives of our mission:

  • Mapping the key processes, intra-group and outsourced, of risks and controls.
  • Suggest ideas to improve and optimize the different levels of control

 ...

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Reorganization of the middle office markets of a French CIB

Reorganization of the middle office markets of a French CIB

Context and Objectives

To support its increasing business production, a French CIB wants to reorganize its trading middle-office.
 
The objectives of our mission:

  • Ensure the independence between the front office functions and internal control
  • Secure database management of the front office
  • Harmonize the control process of business lines
  • Implement increased FO / MO synergy...

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Risk Assessment and definition of the multi-year audit plan

Risk Assessment and definition of the multi-year audit plan

Context and Objectives

As part of the the reorganization of periodic control, the Internal Audit management wants to evaluate risks related to its entities and business lines. The methodology used had to be homogenous across all their European territories.

 The objectives of our mission:

  • Develop a consolidated audit plan to ensure effective coverage and comprehensive risk assessment over a period of 5 years
  • ...

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